Oakwood Consultants 2015 Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jean Jones
IRN JXJ01452
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (28 Dec 2016 to 8 Dec 2019)
Martin Alexander Jones
IRN MAJ01153
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (2 Nov 2015 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Nov 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Nov 2015 to 30 Sep 2018)
Rebecca Louise Jones
IRN RLJ01023
- SMF3 Executive Director (9 Dec 2019 to 29 May 2020)
- [FCA CF] Significant management (9 Dec 2019 to 29 May 2020)
- CF1 Director (28 Feb 2017 to 8 Dec 2019)
Stewart Malcolm Jones
IRN SMJ00007
- CF1 Director (2 Nov 2015 to 8 Sep 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.