Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2023)
  • Oakwood Financial Services 2015 Ltd (no longer approved here)

    FRN 676461

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2022)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF30 Customer (14 Jul 2015 to 4 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Apr 2014 to 16 Jun 2015)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (11 May 2012 to 31 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Jun 2011 to 5 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.