Emmanuel Nsikan Asuquo

• Finsgate LLP

  FRN 522649

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Sep 2025)
• BELVEDERE WEALTH MANAGEMENT LTD. (no longer approved here)

  FRN 950976

  • [FCA CF] Functions requiring qualifications (6 Apr 2023 to 29 Aug 2025)
  • CF30 Customer (15 Sep 2022 to 6 Apr 2023)
  • [FCA CF] Client dealing (11 Jul 2022 to 29 Aug 2025)
  • Appointed representative dealing with clients for which they require qualification (11 Jul 2022 to 6 Apr 2023)
• BELVEDERE WEALTH MANAGEMENT & CO LTD (no longer approved here)

  FRN 976922

  • Employed By (15 Sep 2022 to 6 Apr 2023)
• Talis Financial Advisers Ltd (no longer approved here)

  FRN 150458

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 22 Jul 2022)
  • [FCA CF] Client dealing (28 Sep 2020 to 22 Jul 2022)
• Continuum Wealth Limited (no longer approved here)

  FRN 601396

  • CF1 Director (AR) (25 Jun 2019 to 12 Oct 2020)
  • CF30 Customer (17 Jun 2019 to 12 Oct 2020)
• KW Wealth Planning Limited (no longer approved here)

  FRN 114694

  • CF30 Customer (11 Oct 2018 to 18 Mar 2019)
• ValidPath Limited (no longer approved here)

  FRN 197107

  • CF30 Customer (13 Nov 2017 to 5 Apr 2018)
• City Capital Financial Planning LLP (no longer approved here)

  FRN 584402

  • Employed By (13 Nov 2017 to 5 Apr 2018)
• Oracle Consultants Ltd (no longer approved here)

  FRN 618258

  • Responsible for Insurance Mediation (25 Jan 2017 to 7 Aug 2017)
  • CF1 Director (13 Sep 2016 to 10 Nov 2017)
  • CF30 Customer (13 Sep 2016 to 10 Nov 2017)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (20 Feb 2012 to 12 Oct 2012)

No changes recorded yet.