Date authorised
1 August 2013
Companies House
07469003
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Taylor House
    39 High Street
    Marlow
    Bucks
    SL7 1AU
    UNITED KINGDOM
    Phone
    +4401628947347
  • Complaints Contact

    Taylor House
    39 High Street
    Marlow
    Bucks
    SL7 1AU
    UNITED KINGDOM
    Phone
    +4401628947347

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander James Dunkley

    IRN AXD02698

    • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 14 May 2025)
    • [FCA CF] Client dealing (9 Oct 2020 to 14 May 2025)
  • Andreas Demitriou Fatta

    IRN AXF00609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 May 2025)
    • [FCA CF] Functions requiring qualifications (since 14 May 2025)
    • CF30 Customer (since 14 May 2025)
  • Antony Edward Waltham

    IRN AEW00009

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF2 Non Executive Director (AR) (since 6 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 2 Mar 2017)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 1 Aug 2013)
    • CF11 Money Laundering Reporting (1 Aug 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2013 to 30 Sep 2018)
    • CF1 Director (1 Aug 2013 to 8 Dec 2019)
  • David Foot

    IRN DXF00117

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • David John Tindale

    IRN DJT00053

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
  • Dobromira Deltcheva Dontcheva

    IRN DDD01016

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2026)
    • CF2 Non Executive Director (AR) (since 6 Sep 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Mar 2017)
    • CF1 Director (1 Aug 2013 to 8 Dec 2019)
  • Emmanuel Nsikan Asuquo

    IRN EXA01191

    • CF1 Director (AR) (25 Jun 2019 to 12 Oct 2020)
    • CF30 Customer (17 Jun 2019 to 12 Oct 2020)
  • Harry Frederick James Gallow

    IRN HXG12691

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (16 Mar 2019 to 31 Jan 2025)
  • Henry William Prentice

    IRN HXP00304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 6 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2025)
    • CF30 Customer (since 6 Sep 2025)
    • [FCA CF] Client dealing (since 6 Sep 2025)
  • John Leonard Amor

    IRN JLA00002

    • [FCA CF] Manager of certification employee (since 1 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.