Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum Wealth Limited
FRN 601396
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 6 Sep 2025)
- CF30 Customer (since 6 Sep 2025)
- [FCA CF] Client dealing (since 6 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 6 Sep 2025)
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Prentice Wealth Management Ltd
FRN 1040446
- (3)Employed By (since 6 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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