Antony Edward Waltham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum Wealth Limited

    FRN 601396

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF2 Non Executive Director (AR) (since 6 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 2 Mar 2017)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 1 Aug 2013)
    • Responsible for Insurance Mediation (1 Aug 2013 to 30 Sep 2018)
    • CF1 Director (1 Aug 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2013 to 8 Dec 2019)
  • Prentice Wealth Management Ltd

    FRN 1040446

    • (2)Employed By (since 6 Sep 2025)
  • GT Wealth Management Ltd

    FRN 782985

    • (3)Employed By (since 25 Sep 2017)

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Updates to this individual's record on the FCA register.

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