Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum Wealth Limited
FRN 601396
- [FCA CF] Manager of certification employee (since 1 Feb 2025)
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- SMF16 Compliance Oversight (23 Sep 2021 to 31 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Sep 2021 to 31 Jan 2025)
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- CF1 Director (6 Jun 2013 to 30 Sep 2016)
- CF11 Money Laundering Reporting (9 Oct 2012 to 30 Sep 2016)
- CF10 Compliance Oversight (9 Oct 2012 to 30 Sep 2016)
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- CF10 Compliance Oversight (17 Mar 2003 to 9 May 2006)
- CF11 Money Laundering Reporting (17 Mar 2003 to 9 May 2006)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- CF1 Director (1 Dec 2001 to 7 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.