Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • SMF16 Compliance Oversight (23 Sep 2021 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Sep 2021 to 31 Jan 2025)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF1 Director (6 Jun 2013 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (9 Oct 2012 to 30 Sep 2016)
    • CF10 Compliance Oversight (9 Oct 2012 to 30 Sep 2016)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • CF10 Compliance Oversight (17 Mar 2003 to 9 May 2006)
    • CF11 Money Laundering Reporting (17 Mar 2003 to 9 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
    • CF1 Director (1 Dec 2001 to 7 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.