Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
  • Continuum Wealth Limited (no longer approved here)

    FRN 601396

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (16 Mar 2019 to 31 Jan 2025)
  • GT Wealth Management Ltd (no longer approved here)

    FRN 782985

    • (1)Employed By (10 Jun 2019 to 31 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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