Talis Financial Advisers Ltd

• Principal Place of Business

  Talis Financial Advisers Ltd

  Stoke House

  Church Road

  Ashford

  Kent

  TN23 1RD

  UNITED KINGDOM

  Phone

  +4401233722999

  Web

  https://www.talisifa.com

• Complaints Contact

  Talis Financial Advisers Ltd

  Stoke House

  Church Road

  Ashford

  Kent

  TN23 1RD

  UNITED KINGDOM

  Phone

  +4401233722999

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Edward North

  IRN AEN00002

  • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Barrie Watkiss

  IRN BXW00044

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• Barry Naziri

  IRN BXN00004

  • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 2 Aug 2023)
• Bernard Arthur James Self

  IRN BAS00012

  • CF21 Investment Adviser (16 Apr 2004 to 31 Dec 2006)
• Brian Alan Shingleston

  IRN BAS00013

  • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jun 2011)
  • CF1 Director (1 Dec 2001 to 24 Jul 2009)
• Brian Geoffrey Merryman

  IRN BGM00009

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Clare Maria Michelle Clark

  IRN CMH00007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
• Clive Scott Galbraith

  IRN CSG00008

  • CF1 Director (1 Nov 2010 to 18 Mar 2019)
• Daniel Hari Lamba

  IRN DXL10454

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
• Darren James Collins

  IRN DXC00412

  • [FCA CF] Functions requiring qualifications (19 Jul 2021 to 10 Mar 2023)
  • [FCA CF] Client dealing (19 Jul 2021 to 10 Mar 2023)

• Regency (Support Services) Limited

  FRN 214381 · Appointed 27 Apr 2021

No changes recorded yet.