Talis Financial Advisers Ltd

• Principal Place of Business

  Talis Financial Advisers Ltd

  Stoke House

  Church Road

  Ashford

  Kent

  TN23 1RD

  UNITED KINGDOM

  Phone

  +4401233722999

  Web

  https://www.talisifa.com

• Complaints Contact

  Talis Financial Advisers Ltd

  Stoke House

  Church Road

  Ashford

  Kent

  TN23 1RD

  UNITED KINGDOM

  Phone

  +4401233722999

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren O'Connor

  IRN DXO01404

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• David Clarel Ithier

  IRN DCI01005

  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 11 Jul 2024)
  • [FCA CF] Client dealing (1 Mar 2021 to 11 Jul 2024)
• David William Eldridge

  IRN DWE00005

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2010)
  • CF1 Director (1 Dec 2001 to 24 Jul 2009)
• Donald Selden Bullock

  IRN DSB00046

  • CF1 Director (1 Dec 2001 to 24 Jul 2009)
• Dora Veronica Mann

  IRN DVM00003

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
• Duncan Alistair Coleman

  IRN DAC00091

  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2019)
  • Responsible for Insurance Mediation (24 Jan 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (2 Sep 2016 to 1 Mar 2019)
  • CF10 Compliance Oversight (2 Sep 2016 to 1 Mar 2019)
  • CF3 Chief Executive (1 Nov 2010 to 18 Mar 2019)
  • CF1 Director (1 Nov 2010 to 18 Mar 2019)
• Emmanuel Nsikan Asuquo

  IRN EXA01191

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 22 Jul 2022)
  • [FCA CF] Client dealing (28 Sep 2020 to 22 Jul 2022)
• Ewen Robert Cameron

  IRN ERC01009

  • CF30 Customer (1 Feb 2010 to 26 Oct 2010)
• Glen Wearon

  IRN GXW00088

  • CF21 Investment Adviser (3 Mar 2003 to 31 May 2004)
• Graham John Vernon Lee

  IRN GJL01101

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 14 Dec 2021)
  • [FCA CF] Client dealing (since 14 Dec 2021)

• Regency (Support Services) Limited

  FRN 214381 · Appointed 27 Apr 2021

No changes recorded yet.