Graham John Vernon Lee

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Talis Financial Advisers Ltd

    FRN 150458

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2021)
    • [FCA CF] Client dealing (since 14 Dec 2021)
  • GREENDEAL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 593534

    • [FCA CF] Functions requiring qualifications (20 Jan 2021 to 17 Dec 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (22 Sep 2018 to 8 Dec 2019)
  • Financial Experience Ltd (no longer approved here)

    FRN 500493

    • (4)Employed By (28 Mar 2012 to 21 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 May 2009 to 21 Sep 2018)
  • Arrow 1066 Financial Services Ltd (no longer approved here)

    FRN 489451

    • (9)Employed By (21 May 2009 to 28 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arrow 1066 Financial Services Ltd

  2. controlled function added: (9)Employed By at Arrow 1066 Financial Services Ltd