Geoffrey Gordon Dearing

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF2 Non Executive Director (AR) (2 Nov 2018 to 6 Nov 2019)
  • Broad Street Investment Management Ltd (no longer approved here)

    FRN 821362

    • Employed By (2 Nov 2018 to 6 Nov 2019)
  • Regis Mutual Management Ltd (no longer approved here)

    FRN 479202

    • CF1 Director (AR) (15 Jul 2014 to 14 Feb 2018)
  • The Masonic Mutual Limited (no longer approved here)

    FRN 625738

    • Employed By (15 Jul 2014 to 14 Feb 2018)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF2 Non Executive Director (20 Feb 2013 to 24 Apr 2015)
    • CF1 Director (9 Mar 2011 to 12 Feb 2013)
    • CF10 Compliance Oversight (9 Mar 2011 to 11 Oct 2011)
    • CF11 Money Laundering Reporting (9 Mar 2011 to 11 Oct 2011)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF2 Non Executive Director (18 Feb 2013 to 24 Apr 2015)
    • CF11 Money Laundering Reporting (11 Oct 2010 to 11 Oct 2011)
    • CF10 Compliance Oversight (11 Oct 2010 to 11 Oct 2011)
    • CF1 Director (11 Oct 2010 to 12 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.