Regis Mutual Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Peter Kubik, Brian JohnsonUHY Hacker Young LLPQuadrant House4 Thomas More SquareLondonE1W 1YWUNITED KINGDOM
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaron Tony Greaves
IRN ATG01037
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
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Adrian Ingham
IRN AXI01273
- CF1 Director (AR) (23 Mar 2015 to 19 Nov 2021)
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Alexander James Waller
IRN AXW00399
- CF2 Non Executive Director (AR) (10 Jun 2021 to 27 Sep 2022)
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Andrew George Hill Wallace
IRN AGW01094
- CF1 Director (AR) (22 Sep 2008 to 21 Mar 2012)
- CF1 Director (12 May 2008 to 8 Sep 2016)
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Andrew Howard Western
IRN AXW28019
- CF2 Non Executive Director (AR) (9 Jun 2020 to 30 Jun 2021)
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Andrew James Proctor
IRN AXP19917
- CF2 Non Executive Director (AR) (12 Sep 2019 to 27 May 2022)
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Andrew John Gillett
IRN AJG01268
- CF2 Non Executive Director (AR) (29 Jan 2016 to 27 Sep 2022)
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Andrew Malcolm Bye
IRN AMB01304
- CF1 Director (AR) (4 Jun 2009 to 5 May 2010)
- CF1 Director (20 Nov 2008 to 5 May 2010)
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Andrew Michael Gardiner
IRN AMG01157
- CF2 Non Executive Director (AR) (18 Feb 2019 to 27 Sep 2022)
- CF1 Director (AR) (6 Jun 2008 to 18 Feb 2019)
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Anne Baxter
IRN AXB03745
- CF2 Non Executive Director (AR) (8 Dec 2015 to 22 May 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Independent Schools' Mutual Limited
FRN 840628 · Appointed 23 Apr 2019
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Local Government Mutual Limited
FRN 820223 · Appointed 5 Sep 2018
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The Livery Companies Mutual Limited
FRN 733044 · Appointed 21 Jan 2016
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Fire & Rescue Indemnity Company Limited
FRN 710913 · Appointed 21 Jul 2015
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The Institute for Outdoor Learning
FRN 623665 · Appointed 16 May 2014
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Activities Industry Mutual Ltd
FRN 451585 · Appointed 3 Jun 2008
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LGM Management Services Limited (no longer appointed)
FRN 810463 · Appointed 1 Jun 2018 · Until 6 Dec 2024
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Jeff Moore Associates Limited (no longer appointed)
FRN 666933 · Appointed 20 Jan 2015 · Until 18 Apr 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.