This firm operates as an appointed representative of Regis Mutual Management Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
18 Smith SquareLondonSW1P 3HZUNITED KINGDOM- Phone
- +4402076643000
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Howard Western
IRN AXW28019
- (1)Employed By (9 Jun 2020 to 30 Jun 2021)
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Brian David Roberts
IRN BXR19898
- (5)Employed By (16 Sep 2019 to 31 Jul 2021)
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Ian John Rogers
IRN IXR09465
- (6)Employed By (1 Jan 2019 to 27 Sep 2022)
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Jonathan Andre Gratte
IRN JAG01206
- (3)Employed By (14 Jan 2022 to 27 Sep 2022)
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Jonathan Morgan
IRN JXM23881
- (4)Employed By (27 Nov 2019 to 30 Jun 2021)
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Michael Paul Headley
IRN MXH27874
- (2)Employed By (22 May 2020 to 30 Jun 2021)
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Roger James Houston
IRN RJH01453
- (7)Employed By (26 Oct 2018 to 22 Jun 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.