Roger James Houston

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OWLICITY LTD
FRN 824123
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 8 Feb 2019)
- CF1 Director (8 Feb 2019 to 8 Dec 2019)
Regis Mutual Management Ltd (no longer approved here)
FRN 479202
- CF2 Non Executive Director (AR) (26 Oct 2018 to 22 Jun 2020)
Local Government Mutual Limited (no longer approved here)
FRN 820223
- (7)Employed By (26 Oct 2018 to 22 Jun 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.