KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Lee Chambers

  IRN DLC00007

  • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 12 Nov 2025)
  • [FCA CF] Client dealing (9 Jun 2022 to 12 Nov 2025)
• David Mark Inglesfield

  IRN DMI01017

  • CF30 Customer (26 Oct 2018 to 9 Nov 2018)
  • CF1 Director (17 Jul 2018 to 9 Nov 2018)
• David Mark Venn

  IRN DMV01034

  • [FCA CF] Client dealing (19 Jun 2023 to 9 May 2025)
  • [FCA CF] Functions requiring qualifications (19 Jun 2023 to 9 May 2025)
• David Moorhouse

  IRN DXM00173

  • [FCA CF] Client dealing (18 Feb 2022 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 31 Dec 2023)
• David Stephen Welch

  IRN DSW01118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
  • [FCA CF] Client dealing (since 28 Feb 2023)
• Dawn Elizabeth Morgan

  IRN DXM00329

  • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 6 Apr 2023)
  • [FCA CF] Client dealing (27 Jan 2022 to 6 Apr 2023)
• Dawn Louise Patrick

  IRN DLC01061

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 28 Aug 2024)
  • [FCA CF] Client dealing (since 28 Aug 2024)
• Deana Elizabeth Lee

  IRN DEL01045

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
  • [FCA CF] Client dealing (since 16 Jan 2023)
• Deborah Alma Holbrook

  IRN DAH01184

  • CF30 Customer (1 Nov 2007 to 21 May 2012)
  • CF1 Director (28 Nov 2006 to 9 Mar 2011)
  • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Feb 2003 to 18 Apr 2006)
• Derek Buchanan Stewart

  IRN DBS00001

  • [FCA CF] Functions requiring qualifications (31 Jul 2023 to 31 Dec 2024)
  • [FCA CF] Client dealing (31 Jul 2023 to 31 Dec 2024)

No changes recorded yet.