Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Jun 2022 to 12 Nov 2025)
- [FCA CF] Functions requiring qualifications (9 Jun 2022 to 12 Nov 2025)
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- (9)Employed By (20 Feb 2013 to 3 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 20 Jan 2003)
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- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 1 Mar 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.