Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (9 Jun 2022 to 12 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 12 Nov 2025)
  • Smailes Goldie Financial Management Limited (no longer approved here)

    FRN 228965

    • (9)Employed By (20 Feb 2013 to 3 Jul 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 20 Jan 2003)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 1 Mar 2002)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.