KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dianne Magee

  IRN DXM00107

  • [FCA CF] Client dealing (11 Jun 2022 to 23 May 2024)
  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 23 May 2024)
• Dominic Close

  IRN DOC00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)
• Dominic Mathews

  IRN DXM00001

  • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 4 Jul 2011)
  • CF1 Director (1 Dec 2001 to 4 Jul 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jul 2011)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 4 Jul 2011)
• Dominique Karen Vinecombe

  IRN DKV00001

  • [FCA CF] Manager of certification employee (12 Apr 2023 to 31 Mar 2026)
  • [FCA CF] Client dealing (26 Jul 2021 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (26 Jul 2021 to 31 Mar 2026)
• Edward Murray Stewart

  IRN EMS01038

  • [FCA CF] Client dealing (29 Jul 2021 to 24 Oct 2025)
  • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 24 Oct 2025)
• Ellie Hague

  IRN EXH00376

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
  • [FCA CF] Client dealing (since 24 Feb 2025)
• Elliot James Lee

  IRN EXL00224

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Jul 2024)
  • [FCA CF] Client dealing (since 19 Jul 2024)
• Elliott Sebastian Reeve

  IRN EXR00255

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
  • [FCA CF] Client dealing (since 15 Apr 2026)
• Emily Anne Huddart

  IRN EAH01046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Jun 2024)
• Emma Victoria Wardle

  IRN EVW01012

  • [FCA CF] Client dealing (11 Jun 2024 to 4 Nov 2025)
  • [FCA CF] Functions requiring qualifications (11 Jun 2024 to 4 Nov 2025)

No changes recorded yet.