Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 24 Nov 2025)
- [FCA CF] Client dealing (since 24 Nov 2025)
- CF30 Customer (since 20 Nov 2025)
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Fintrel Limited
FRN 1039156
- (14)Employed By (since 24 Nov 2025)
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- [FCA CF] Client dealing (29 Jul 2021 to 24 Oct 2025)
- [FCA CF] Functions requiring qualifications (29 Jul 2021 to 24 Oct 2025)
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- [FCA CF] Functions requiring qualifications (24 Sep 2019 to 31 May 2021)
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- CF30 Customer (6 Dec 2017 to 12 Aug 2019)
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- CF30 Customer (7 Sep 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 30 Aug 2012)
- CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Jun 2002 to 24 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.