Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 24 Nov 2025)
    • CF30 Customer (since 20 Nov 2025)
  • Fintrel Limited

    FRN 1039156

    • (14)Employed By (since 24 Nov 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (29 Jul 2021 to 24 Oct 2025)
    • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 24 Oct 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (24 Sep 2019 to 31 May 2021)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (6 Dec 2017 to 12 Aug 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (7 Sep 2012 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Aug 2012)
    • CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2002 to 24 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.