Dawn Louise Patrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 28 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 Apr 2023 to 23 Aug 2024)
    • CF30 Customer (24 Apr 2023 to 23 Aug 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (83)Employed By (24 Apr 2023 to 23 Aug 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)
    • CF30 Customer (28 Apr 2019 to 30 Dec 2022)
  • Capital Property & Finance Ltd (no longer approved here)

    FRN 751099

    • Employed By (30 Apr 2019 to 30 Dec 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (5 Oct 2006 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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