David Moorhouse

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 31 Dec 2023)
    • [FCA CF] Client dealing (18 Feb 2022 to 31 Dec 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2022)
    • CF30 Customer (19 Jul 2018 to 7 Mar 2022)
    • CF1 Director (AR) (5 Jan 2009 to 31 Mar 2010)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (19 Dec 2012 to 19 Jul 2018)
  • Vista Financial Management Ltd (no longer approved here)

    FRN 472845

    • (5)Employed By (30 Apr 2010 to 13 Dec 2012)
  • Assured Financial UK Ltd (no longer approved here)

    FRN 493990

    • Employed By (5 Jan 2009 to 7 Mar 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (24 Oct 2003 to 25 Jan 2006)
    • CF7 Sole Trader (AR) (24 Oct 2003 to 19 Dec 2005)
    • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 24 Oct 2003)
  • David Moorhouse (no longer approved here)

    FRN 401688

    • Employed By (24 Oct 2003 to 25 Jan 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Jul 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Jul 2003)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (181)Employed By (18 Feb 1999 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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