Deana Elizabeth Lee

• KW Wealth Planning Limited

  FRN 114694

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
• Smailes Goldie Financial Management Limited (no longer approved here)

  FRN 228965

  • (11)Employed By (8 Feb 2023 to 3 Feb 2025)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (8 Jul 2020 to 30 Dec 2022)
  • CF30 Customer (7 Jul 2020 to 30 Dec 2022)
• Navigation Wealth Management Limited (no longer approved here)

  FRN 911786

  • (6)Employed By (7 Jul 2020 to 30 Dec 2022)
• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
• Kirk Ella Investments Ltd (no longer approved here)

  FRN 206190

  • (10)Employed By (31 Jan 2016 to 8 Dec 2019)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (12 May 2008 to 19 Dec 2008)

No changes recorded yet.