David Mark Venn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Venn Wealth Management Ltd
FRN 1028948
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 26 Sep 2025)
- SMF3 Executive Director (since 26 Sep 2025)
- [FCA CF] Client dealing (since 26 Sep 2025)
- Responsible for Insurance Distribution (since 26 Sep 2025)
- SMF16 Compliance Oversight (since 26 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Sep 2025)
KW Wealth Planning Limited (no longer approved here)
FRN 114694
- [FCA CF] Functions requiring qualifications (19 Jun 2023 to 9 May 2025)
- [FCA CF] Client dealing (19 Jun 2023 to 9 May 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.