KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanne Manghan

  IRN JXM00355

  • [FCA CF] Client dealing (9 Jun 2022 to 14 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 14 Oct 2024)
• Joanne Wheeler

  IRN JXF01380

  • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 25 Oct 2025)
  • [FCA CF] Client dealing (5 Oct 2022 to 25 Oct 2025)
• John Alan Robinson

  IRN JAR00021

  • CF30 Customer (17 Jul 2014 to 30 Jul 2015)
• John Anthony Connor

  IRN JAC00055

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2025)
• John Booth

  IRN JPB00035

  • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 30 Jul 2024)
  • [FCA CF] Client dealing (9 Jun 2022 to 30 Jul 2024)
• John Christopher Hebblethwaite

  IRN JCH00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
  • [FCA CF] Client dealing (since 23 Oct 2023)
• John Dunseath

  IRN JMD01154

  • [FCA CF] Manager of certification employee (10 Dec 2023 to 25 Oct 2025)
  • [FCA CF] Client dealing (10 Sep 2020 to 25 Oct 2025)
  • [FCA CF] Functions requiring qualifications (10 Sep 2020 to 25 Oct 2025)
• John Paul Moseley

  IRN JPM00034

  • [FCA CF] Client dealing (7 Jun 2022 to 30 Nov 2022)
  • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 30 Nov 2022)
• Jonathan David Freeman

  IRN JDF01049

  • SMF9 Chair of the Governing Body (12 Jan 2021 to 17 Sep 2021)
  • CF2 Non Executive Director (11 Jun 2018 to 8 Dec 2019)
• Jonathan David Millam

  IRN JDM01283

  • SMF3 Executive Director (4 Jan 2022 to 10 Jul 2023)

No changes recorded yet.