Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 29 Jul 2024)
    • SMF3 Executive Director (since 29 Jul 2024)
    • SMF16 Compliance Oversight (since 29 Jul 2024)
    • Responsibility for MCD Intermediation (since 29 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Jul 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 14 Oct 2024)
    • [FCA CF] Client dealing (9 Jun 2022 to 14 Oct 2024)
  • Countrywide Assured Financial Services (Introducer) (no longer approved here)

    FRN 158248

    • Employed By (3 Jun 1999 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.