Joanne Wheeler

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2026)
    • CF30 Customer (since 3 Feb 2026)
    • [FCA CF] Client dealing (since 3 Feb 2026)
  • Fintrel Limited

    FRN 1039156

    • (6)Employed By (since 3 Feb 2026)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 25 Oct 2025)
    • [FCA CF] Client dealing (5 Oct 2022 to 25 Oct 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Jan 2008 to 31 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.