Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
  • Streets Financial Consulting Limited (no longer approved here)

    FRN 116445

    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Dec 2005)
    • CF21 Investment Adviser (21 Jan 2003 to 23 Dec 2005)
    • CF24 Pension Transfer Specialist (21 Jan 2003 to 23 Dec 2005)
    • CF1 Director (21 Jan 2003 to 23 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.