Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KW Wealth Planning Limited
FRN 114694
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 23 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
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- Responsible for Insurance Mediation (14 Jan 2005 to 23 Dec 2005)
- CF21 Investment Adviser (21 Jan 2003 to 23 Dec 2005)
- CF24 Pension Transfer Specialist (21 Jan 2003 to 23 Dec 2005)
- CF1 Director (21 Jan 2003 to 23 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.