Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Best Practice IFA Group Limited
FRN 223112
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 17 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (since 17 Dec 2025)
- CF30 Customer (since 16 Dec 2025)
-
Fintrel Limited
FRN 1039156
- (8)Employed By (since 16 Dec 2025)
-
- [FCA CF] Manager of certification employee (10 Dec 2023 to 25 Oct 2025)
- [FCA CF] Client dealing (10 Sep 2020 to 25 Oct 2025)
- [FCA CF] Functions requiring qualifications (10 Sep 2020 to 25 Oct 2025)
-
- CF30 Customer (14 Dec 2016 to 14 Sep 2020)
-
- CF21 Investment Adviser (28 Apr 2003 to 3 Jan 2004)
- CF22 Investment Adviser (Trainee) (22 Apr 2002 to 28 Apr 2003)
-
- (10)Employed By (22 Apr 2002 to 3 Jan 2004)
-
- (4)Employed By (22 Apr 2002 to 3 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.