Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 17 Dec 2025)
    • CF30 Customer (since 16 Dec 2025)
  • Fintrel Limited

    FRN 1039156

    • (8)Employed By (since 16 Dec 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Manager of certification employee (10 Dec 2023 to 25 Oct 2025)
    • [FCA CF] Client dealing (10 Sep 2020 to 25 Oct 2025)
    • [FCA CF] Functions requiring qualifications (10 Sep 2020 to 25 Oct 2025)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (14 Dec 2016 to 14 Sep 2020)
  • AFS Limited (no longer approved here)

    FRN 196880

    • CF21 Investment Adviser (28 Apr 2003 to 3 Jan 2004)
    • CF22 Investment Adviser (Trainee) (22 Apr 2002 to 28 Apr 2003)
  • Mitchells Financial Advisers Limited (no longer approved here)

    FRN 207726

    • (10)Employed By (22 Apr 2002 to 3 Jan 2004)
  • Victoria Court Financial Services Limited (no longer approved here)

    FRN 207748

    • (4)Employed By (22 Apr 2002 to 3 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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