Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 May 2025)
    • [FCA CF] Client dealing (since 9 May 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2025)
  • AgeCo Limited (no longer approved here)

    FRN 311438

    • CF3 Chief Executive (AR) (9 Aug 2016 to 20 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.