Parker Kelly Financial Services Ltd

• Principal Place of Business

  3rd Floor

  No 1 Temple Square

  24 Dale Street

  Liverpool

  Merseyside

  L2 5RL

  UNITED KINGDOM

  Phone

  +441512367838

  Web

  https://www.parkerkelly.co.uk

• Complaints Contact

  3rd Floor

  No 1 Temple Square

  24 Dale Street

  Liverpool

  Merseyside

  L2 5RL

  UNITED KINGDOM

  Phone

  +441512367838

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Alan Chiang

  IRN AXC01518

  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 24 Jul 2023)
  • [FCA CF] Client dealing (4 Jul 2022 to 24 Jul 2023)
• Andrew Kelly

  IRN AXK03093

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jun 2021)
  • SMF16 Compliance Oversight (since 16 Jun 2021)
  • SMF3 Executive Director (since 30 Oct 2020)
  • Responsible for Insurance Distribution (since 30 Oct 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 20 Apr 2018)
• Andrew Nicholas Griffin

  IRN ANG00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 10 Oct 2019)
  • CF30 Customer (since 4 Jan 2016)
• Ann Parker

  IRN AXP00045

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Brian Thomas Lawlor

  IRN BTL00003

  • CF1 Director (AR) (4 Jan 2016 to 17 Jun 2020)
• Carol Patricia Head

  IRN CPH01099

  • CF1 Director (AR) (4 Jan 2016 to 2 Jul 2019)
• Claire Margaret Banks

  IRN CMB01230

  • CF1 Director (AR) (since 4 Jan 2016)
• Craig Alan Greenall

  IRN CAG00014

  • CF30 Customer (4 Jan 2016 to 2 Sep 2016)
  • Responsible for Insurance Mediation (4 Jan 2016 to 2 Sep 2016)
  • CF11 Money Laundering Reporting (4 Jan 2016 to 2 Sep 2016)
  • CF10 Compliance Oversight (4 Jan 2016 to 2 Sep 2016)
  • CF1 Director (AR) (4 Jan 2016 to 2 Sep 2016)
  • CF1 Director (4 Jan 2016 to 2 Sep 2016)
• Dean Robert Ward

  IRN DXW26092

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 25 May 2023)
  • [FCA CF] Functions requiring qualifications (since 18 May 2023)
• Denise Michele Keegan

  IRN DMK01059

  • CF1 Director (AR) (4 Jan 2016 to 16 Nov 2022)

• Dean Ward

  FRN 542607 · Appointed 14 Jul 2023

• Maxwell Financial Planning Ltd

  FRN 515438 · Appointed 14 Jan 2016

• PGP Insurance Brokers Ltd (no longer appointed)

  FRN 821991 · Appointed 1 Oct 2018 · Until 8 Oct 2019

• Morecrofts Financial Services (no longer appointed)

  FRN 207682 · Appointed 14 Jan 2016 · Until 26 Jan 2021

No changes recorded yet.