Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2023)
    • [FCA CF] Client dealing (since 30 Aug 2023)
  • Parker Kelly Financial Services Ltd (no longer approved here)

    FRN 692552

    • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 24 Jul 2023)
    • [FCA CF] Client dealing (4 Jul 2022 to 24 Jul 2023)
  • Navigation Financial Services Ltd (no longer approved here)

    FRN 192626

    • [FCA CF] Client dealing (21 Apr 2021 to 7 Feb 2022)
    • [FCA CF] Functions requiring qualifications (21 Apr 2021 to 7 Feb 2022)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 22 Feb 2012)
    • CF26 Customer Trading (9 Apr 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.