Campbell Insurance Services Limited

• Principal Place of Business

  Campbell Insurance Services Ltd

  110-114 Duke Street

  Liverpool

  L1 5AG

  UNITED KINGDOM

  Phone

  +441513632027

  Web

  https://www.rsjfinancialplanning.co.uk

• Complaints Contact

  Campbell Insurance Services Ltd

  110-114 Duke Street

  Liverpool

  L1 5AG

  UNITED KINGDOM

  Phone

  +441513632027

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Chiang

  IRN AXC01518

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 30 Aug 2023)
• Amy Elizabeth Barlow

  IRN AES00031

  • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2006)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Mar 2006)
• Brian McGain

  IRN RSM01067

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Mar 2009 to 8 Dec 2019)
• Christopher John O'Toole

  IRN CJO01033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (11 Apr 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Mar 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Mar 2011 to 8 Dec 2019)
  • CF30 Customer (15 Mar 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Mar 2011 to 30 Sep 2018)
  • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
• David John O'Connor

  IRN DJO00022

  • CF30 Customer (9 Dec 2014 to 30 Jul 2019)
• John Glasby

  IRN JXG00077

  • CF1 Director (1 Dec 2001 to 19 Dec 2008)
• Jonathan Charles Stokoe

  IRN JCS01274

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• K.J. Miller

  IRN KJM01097

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (5 Apr 2011 to 8 Dec 2019)
• Patrick Clarke

  IRN PXC00097

  • CF30 Customer (1 Nov 2007 to 14 Feb 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 14 Feb 2011)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF1 Director (1 Dec 2001 to 14 Feb 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 14 Feb 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Feb 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard Marcus James Bridge

  IRN RMB00076

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2023)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)

No changes recorded yet.