Christopher John O'Toole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Campbell Insurance Services Limited

    FRN 134756

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (11 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Mar 2011 to 30 Sep 2018)
    • CF10 Compliance Oversight (15 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2011 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF21 Investment Adviser (24 Jun 2005 to 31 Mar 2006)
  • Premier Wealth Management Ltd (no longer approved here)

    FRN 211313

    • (2)Employed By (28 Mar 2003 to 6 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.