David John O'Connor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Campbell Insurance Services Limited (no longer approved here)
FRN 134756
- CF30 Customer (9 Dec 2014 to 30 Jul 2019)
Concerva Limited (no longer approved here)
FRN 196679
- CF30 Customer (13 May 2013 to 2 Dec 2014)
Becketts Private Wealth Management Ltd (no longer approved here)
FRN 413462
- Employed By (17 Nov 2004 to 29 Dec 2006)
SWS Financial Services Ltd (no longer approved here)
FRN 193191
- (6)Employed By (26 Jun 2001 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.