Concerva Limited

• Principal Place of Business

  Barnfield House Salford Approach

  Blackfriars Road

  Salford

  M3 7BX

  UNITED KINGDOM

  Phone

  +441618193636

  Web

  https://www.concerva.co.uk

• Complaints Contact

  Barnfield House Salford Approach

  Blackfriars Road

  Salford

  M3 7BX

  UNITED KINGDOM

  Phone

  +441618193636

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Paul Gisby

  IRN APG01053

  • CF1 Director (1 Dec 2001 to 27 May 2008)
• Christopher James Gregory

  IRN CXG00246

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 May 2021)
  • [FCA CF] Functions requiring qualifications (since 10 May 2021)
• Christopher John Williams

  IRN CJW00115

  • CF30 Customer (1 Nov 2007 to 6 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 3 Jan 2017)
  • CF24 Pension Transfer Specialist (13 Mar 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jan 2017)
  • CF10 Compliance Oversight (1 Dec 2001 to 3 Jan 2017)
  • CF1 Director (1 Dec 2001 to 6 Dec 2019)
• David John O'Connor

  IRN DJO00022

  • CF30 Customer (13 May 2013 to 2 Dec 2014)
• David Peter Black

  IRN DPB01070

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Ian Charles Bromley

  IRN ICB01048

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2023)
  • Responsible for Insurance Mediation (24 Jan 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
  • CF1 Director (19 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (7 Sep 2009 to 8 Dec 2019)
• James William Allen

  IRN JXA00161

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2026)
  • [FCA CF] Client dealing (since 17 Apr 2026)
• Liam Philip Taylor

  IRN LXT00118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 May 2021)
  • [FCA CF] Functions requiring qualifications (since 10 May 2021)
• Mark Tomlinson

  IRN MXT01446

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (4 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Jun 2005 to 18 Aug 2005)
• Martin Andrew Kettle

  IRN MAK00048

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (23 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (7 Jul 2015 to 8 Dec 2019)

No changes recorded yet.