James William Allen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Concerva Limited

    FRN 196679

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2026)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (6 Feb 2024 to 23 Mar 2026)
    • [FCA CF] Functions requiring qualifications (6 Feb 2024 to 23 Mar 2026)
  • FORESIGHT INDEPENDENT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 612587

    • [FCA CF] Client dealing (13 Sep 2022 to 2 Nov 2023)
    • [FCA CF] Functions requiring qualifications (13 Sep 2022 to 2 Nov 2023)
  • BURNETT AND CO FINANCIAL PLANNING LTD (no longer approved here)

    FRN 784347

    • [FCA CF] Client dealing (4 Jan 2022 to 27 May 2022)
    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 27 May 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (21 Jul 2020 to 19 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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