FORESIGHT INDEPENDENT FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Foresight I F P Ltd

  Suite 3

  Richmond House 1a

  Heath Road

  Altrincham

  Trafford

  WA14 2XP

  UNITED KINGDOM

  Phone

  +441619269350

  Web

  https://www.foresightws.co.uk

• Complaints Contact

  Foresight I F P Ltd

  Suite 3

  Richmond House 1a

  Heath Road

  Altrincham

  Trafford

  WA14 2XP

  UNITED KINGDOM

  Phone

  +441619269350

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Dyson

  IRN BFD01016

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Apr 2026)
  • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
• Benjamin Holland

  IRN BXH00342

  • [FCA CF] Functions requiring qualifications (23 Jan 2024 to 18 Oct 2024)
  • [FCA CF] Client dealing (23 Jan 2024 to 18 Oct 2024)
• Benjamin Michael Hyland

  IRN BXH01597

  • CF30 Customer (25 Nov 2015 to 1 Jul 2016)
• Benjamin Timothy Mulroney

  IRN BTM01019

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2021)
  • CF30 Customer (1 May 2015 to 8 Dec 2019)
• Daniel Peter Willoughby

  IRN DXW00777

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
• Gregory Blease

  IRN GXB00364

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Jul 2023)
  • [FCA CF] Client dealing (since 12 Jul 2023)
• James Honeybill

  IRN JXH02790

  • CF30 Customer (8 Sep 2015 to 16 Jul 2019)
• James William Allen

  IRN JXA00161

  • [FCA CF] Client dealing (13 Sep 2022 to 2 Nov 2023)
  • [FCA CF] Functions requiring qualifications (13 Sep 2022 to 2 Nov 2023)
• Joshua Lenihan

  IRN JXL18408

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Apr 2026)
  • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
• Lissa Booth

  IRN LXB00436

  • SMF3 Executive Director (since 5 Jul 2022)

No changes recorded yet.