Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 14 May 2024)
    • [PRA CF] Key function holder (since 28 Jun 2023)
    • CF30 Customer (25 Jul 2019 to 8 Dec 2019)
  • FORESIGHT INDEPENDENT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 612587

    • CF30 Customer (8 Sep 2015 to 16 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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