Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rapport Financial Strategists Limited
FRN 197346
- 11. Pension transfer specialist
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 14 May 2024)
- [PRA CF] Key function holder (since 28 Jun 2023)
- CF30 Customer (25 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (8 Sep 2015 to 16 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.