FORESIGHT INDEPENDENT FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Foresight I F P Ltd

  Suite 3

  Richmond House 1a

  Heath Road

  Altrincham

  Trafford

  WA14 2XP

  UNITED KINGDOM

  Phone

  +441619269350

  Web

  https://www.foresightws.co.uk

• Complaints Contact

  Foresight I F P Ltd

  Suite 3

  Richmond House 1a

  Heath Road

  Altrincham

  Trafford

  WA14 2XP

  UNITED KINGDOM

  Phone

  +441619269350

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Conor Land

  IRN LXL00159

  • [FCA CF] Functions requiring qualifications (12 Jan 2022 to 6 Apr 2022)
  • [FCA CF] Client dealing (12 Jan 2022 to 6 Apr 2022)
• Michael Richard Barnes

  IRN MXB06667

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2022)
• Samuel Hudson

  IRN SXH18369

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
  • CF30 Customer (13 Aug 2019 to 8 Dec 2019)
• Simon Booth

  IRN SWB00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (8 Apr 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Apr 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Apr 2014 to 8 Dec 2019)
  • CF1 Director (8 Apr 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Apr 2014 to 30 Sep 2018)

No changes recorded yet.