Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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All Aspects Financial Planning Limited
FRN 1008239
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 27 Nov 2024)
- CF1 Director (AR) (since 27 Nov 2024)
- CF30 Customer (since 27 Nov 2024)
- [FCA CF] Client dealing (since 27 Nov 2024)
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Rise Financial Consulting Ltd
FRN 1020377
- (2)Employed By (since 27 Nov 2024)
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- [FCA CF] Client dealing (25 Oct 2023 to 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (29 Sep 2022 to 30 Sep 2024)
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- [FCA CF] Functions requiring qualifications (12 Jan 2022 to 6 Apr 2022)
- [FCA CF] Client dealing (12 Jan 2022 to 6 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
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