Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 27 Nov 2024)
    • CF1 Director (AR) (since 27 Nov 2024)
    • CF30 Customer (since 27 Nov 2024)
    • [FCA CF] Client dealing (since 27 Nov 2024)
    • (2)Employed By (since 27 Nov 2024)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Client dealing (25 Oct 2023 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (29 Sep 2022 to 30 Sep 2024)
  • FORESIGHT INDEPENDENT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 612587

    • [FCA CF] Functions requiring qualifications (12 Jan 2022 to 6 Apr 2022)
    • [FCA CF] Client dealing (12 Jan 2022 to 6 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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