Fintuity Limited

Date authorised
1 May 2019
Companies House
10849933
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fintuity Ltd.
    128 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +441274003920
    Web
    https://www.fintuity.com

  • Complaints Contact

    Fintuity Ltd.
    128 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +441274003920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Michael Roland Lester

    IRN AXL02252

    • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 11 Mar 2023)
  • Ameet Sureshbhai Maganbhai Patel

    IRN AXP00634

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2024)
  • Anatoly Alexandrovich Gorlov

    IRN AXG02289

    • SMF3 Executive Director (since 25 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2020)
  • Andrew John Lumley-Holmes

    IRN AJL01198

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 9 May 2023)
  • Artemio JACHIQUIAN PAREDES

    IRN AXJ00272

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Donald James Stark

    IRN DXS00180

    • [FCA CF] Client dealing (4 Nov 2024 to 5 Nov 2024)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 5 Nov 2024)
  • Edward Edmund Maximilian Downpatrick

    IRN EED01015

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2023)
    • CF1 Director (1 May 2019 to 8 Dec 2019)
    • CF3 Chief Executive (1 May 2019 to 8 Dec 2019)
  • Edward Van Der Straaten

    IRN EXV31423

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
    • [FCA CF] Client dealing (since 3 Jan 2024)
  • Elizabeth Goswamy

    IRN EXM01770

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
    • [FCA CF] Client dealing (since 24 Feb 2025)
  • Elizabeth Rachel Victoria Scott

    IRN EXS07071

    • [FCA CF] Functions requiring qualifications (15 Jul 2020 to 9 Jul 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.