Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Mar 2023)
    • [FCA CF] Client dealing (since 15 Mar 2023)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 11 Mar 2023)
  • Prosperity Financial Services Ltd (no longer approved here)

    FRN 400448

    • (22)Employed By (18 Sep 2021 to 10 Jun 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (18 Sep 2021 to 10 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jun 2022)
    • CF1 Director (AR) (15 Nov 2017 to 12 Aug 2019)
  • A M R Lester Limited (no longer approved here)

    FRN 790524

    • Employed By (15 Nov 2017 to 12 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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