Andrew John Lumley-Holmes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 9 May 2023)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (1 Jun 2022 to 7 Dec 2022)
    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 7 Dec 2022)
  • Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)

    FRN 485351

    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 3 May 2022)
    • [FCA CF] Client dealing (1 Nov 2021 to 3 May 2022)
  • Townends Wealth Management Ltd (no longer approved here)

    FRN 414825

    • Employed By (23 May 2007 to 12 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.