Date authorised
1 May 2019
Companies House
10849933
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fintuity Ltd.
    128 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +441274003920
  • Complaints Contact

    Fintuity Ltd.
    128 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +441274003920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George William Davis

    IRN GXD00183

    • [FCA CF] Functions requiring qualifications (28 Apr 2025 to 3 Jun 2025)
    • [FCA CF] Client dealing (28 Apr 2025 to 3 Jun 2025)
  • Graham David Wingar

    IRN GDW01071

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2026)
    • [FCA CF] Client dealing (since 8 Apr 2026)
  • Ian Alistair Watson

    IRN IAW01025

    • [FCA CF] Functions requiring qualifications (21 Jul 2021 to 11 Mar 2022)
  • Ian Laurence Hawkes

    IRN ILH00012

    • Appointed representative dealing with clients for which they require qualification (25 Oct 2023 to 30 Nov 2025)
    • [FCA CF] Client dealing (25 Oct 2023 to 30 Nov 2025)
    • CF30 Customer (16 Oct 2023 to 30 Nov 2025)
    • CF1 Director (AR) (16 Oct 2023 to 30 Nov 2025)
  • Ivan Robert Foad

    IRN IRF01031

    • [FCA CF] Functions requiring qualifications (8 Nov 2021 to 12 May 2022)
  • Jack Alexander Rigg

    IRN JXR00699

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
    • [FCA CF] Client dealing (since 9 Apr 2026)
  • Jacob Wright

    IRN JXW09055

    • [FCA CF] Client dealing (8 Jan 2024 to 31 Jan 2026)
    • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 31 Jan 2026)
  • Jamal Nassir Darweish

    IRN JND01034

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
  • Jason Kieran Jory Bosworth

    IRN JXB67498

    • [FCA CF] Client dealing (25 Oct 2023 to 9 Sep 2025)
    • [FCA CF] Functions requiring qualifications (8 Nov 2021 to 9 Sep 2025)
  • John Anthony Sykes

    IRN JXS00972

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
    • [FCA CF] Client dealing (since 11 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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