Fintuity Limited

Date authorised
1 May 2019
Companies House
10849933
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fintuity Ltd.
    128 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +441274003920
    Web
    https://www.fintuity.com

  • Complaints Contact

    Fintuity Ltd.
    128 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +441274003920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John James McAllister

    IRN JXM00312

    • CF30 Customer (27 Apr 2023 to 2 Apr 2024)
    • CF1 Director (AR) (27 Apr 2023 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (3 Mar 2023 to 27 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Mar 2023 to 2 Mar 2023)
  • Jolyon Paul Ralph

    IRN JPR01187

    • CF2 Non Executive Director (1 May 2019 to 8 Dec 2019)
  • Jonathan Daniel Pike

    IRN JDP01116

    • [FCA CF] Functions requiring qualifications (29 Jan 2024 to 18 Mar 2024)
    • [FCA CF] Client dealing (29 Jan 2024 to 18 Mar 2024)
  • Leonardo Carvalho Brummas

    IRN LXC01599

    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2020)
  • Liam Stephen Clarke

    IRN LXC00349

    • [FCA CF] Client dealing (31 Oct 2023 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (16 Oct 2023 to 30 Nov 2025)
  • Lisa Floyd Shelley

    IRN LFS01024

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2024)
    • [FCA CF] Client dealing (since 8 Jul 2024)
  • Louis Joseph Glasser

    IRN LXG00081

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Luke Brooke

    IRN LXB15709

    • [FCA CF] Functions requiring qualifications (5 Jul 2021 to 31 Oct 2021)
  • Luke Conor Land

    IRN LXL00159

    • [FCA CF] Client dealing (25 Oct 2023 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (29 Sep 2022 to 30 Sep 2024)
  • Michael Nicolaou

    IRN MXN01839

    • [FCA CF] Client dealing (25 Oct 2023 to 7 Aug 2024)
    • CF1 Director (AR) (10 Jun 2022 to 7 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (10 Jun 2022 to 7 Aug 2024)
    • CF30 Customer (10 Jun 2022 to 7 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 1 Feb 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.