Michael Nicolaou

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • All Aspects Financial Planning Limited

    FRN 1008239

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Aug 2024)
    • [FCA CF] Manager of certification employee (since 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2024)
    • Responsibility for MCD Intermediation (since 8 Aug 2024)
    • SMF3 Executive Director (since 8 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Aug 2024)
    • SMF16 Compliance Oversight (since 8 Aug 2024)
    • Responsible for Insurance Distribution (since 8 Aug 2024)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Client dealing (25 Oct 2023 to 7 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (10 Jun 2022 to 7 Aug 2024)
    • CF1 Director (AR) (10 Jun 2022 to 7 Aug 2024)
    • CF30 Customer (10 Jun 2022 to 7 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 1 Feb 2023)
  • All Aspects Financial Planning Limited (no longer approved here)

    FRN 936359

    • Employed By (10 Jun 2022 to 7 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (16 Nov 2020 to 28 Feb 2022)
    • CF30 Customer (4 Nov 2020 to 28 Feb 2022)
    • CF1 Director (AR) (4 Nov 2020 to 28 Feb 2022)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2020)
    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 Oct 2016 to 9 Feb 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (503)Employed By (7 Oct 2016 to 9 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

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