Leonardo Carvalho Brummas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (14 Sep 2022 to 15 Sep 2022)
    • CF1 Director (AR) (14 Sep 2022 to 15 Sep 2022)
  • AQUARIUS FINANCIAL LTD (no longer approved here)

    FRN 973627

    • Employed By (14 Sep 2022 to 15 Sep 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (12 Nov 2018 to 7 May 2019)
    • [PRA CF] Managing a material risk taker (1 Jan 2017 to 4 Jul 2019)
    • [FCA CF] Material risk taker (1 Jan 2017 to 4 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 4 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 May 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 May 2019)
    • CF30 Customer (1 May 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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