Luke Brooke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
  • Coutts & Company

    FRN 122287

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Functions requiring qualifications (5 Jul 2021 to 31 Oct 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (1 May 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 May 2020 to 7 Apr 2021)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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