Lisa Floyd Shelley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2024)
    • [FCA CF] Client dealing (since 8 Jul 2024)
  • Lanyon Financial Planning Limited (no longer approved here)

    FRN 481116

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (30 Nov 2016 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (18 Jul 2017 to 27 Feb 2018)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (18 Jul 2017 to 27 Feb 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Jun 2012 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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