Lanyon Financial Planning Limited

• Principal Place of Business

  Catalyst

  The Concourse, Building 2

  Queen's Road

  Belfast

  BT3 9DT

  UNITED KINGDOM

  Phone

  +442890725533

  Web

  https://www.lanyonfp.com

• Complaints Contact

  Catalyst

  The Concourse, Building 2

  Queen's Road

  Belfast

  Northern Ireland

  BT3 9DT

  UNITED KINGDOM

  Phone

  +442890725533

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Anthony Ward

  IRN AXW01687

  • CF30 Customer (27 Oct 2011 to 9 Jul 2012)
• Colette Ann Barrett

  IRN CAB01166

  • CF30 Customer (8 May 2008 to 27 Jun 2008)
• Colin William Thompson

  IRN CWT01015

  • CF30 Customer (8 May 2008 to 21 May 2008)
• David Samuel Watters

  IRN DSW01054

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Mediation (8 May 2008 to 18 Jul 2011)
  • CF8 Apportionment and Oversight (8 May 2008 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (8 May 2008 to 1 Aug 2011)
  • CF10 Compliance Oversight (8 May 2008 to 1 Aug 2011)
  • CF1 Director (8 May 2008 to 8 Dec 2019)
• David William Gray

  IRN DWG01050

  • CF2 Non Executive Director (10 Aug 2011 to 1 Mar 2013)
• Francis Leslie Paul Ireland

  IRN FLI01000

  • CF10 Compliance Oversight (7 May 2015 to 14 Jan 2017)
  • CF30 Customer (1 Oct 2013 to 14 Jan 2017)
• Geoffrey Carson Clarke

  IRN GCC01056

  • CF1 Director (8 May 2008 to 24 Jun 2011)
  • CF30 Customer (8 May 2008 to 24 Jun 2011)
• Harold George Thomas Blair

  IRN HGB00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (1 Aug 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Aug 2011 to 26 May 2015)
  • CF11 Money Laundering Reporting (1 Aug 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Aug 2011 to 30 Sep 2018)
  • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
• JESSICA ANNE CRAIG

  IRN JXC01536

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
• James McDowell

  IRN JXM02774

  • CF30 Customer (1 Feb 2010 to 31 Dec 2011)

• Regency FS Limited (no longer appointed)

  FRN 707595 · Appointed 23 Jun 2015 · Until 13 Oct 2015

No changes recorded yet.